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Jonathan Heymann

Jonathan Heymann is President of Wychcrest Compliance Services Inc., a consulting firm specializing in securities compliance and registration.

Be compliant when hiring Fallback Image Decorative pattern

Planning and Advice

Be compliant when hiring

Make sure you only take on approved staff

By Jonathan Heymann |December 11, 2015

3 min read

How to be compliant when crowdfunding Fallback Image Decorative pattern

Industry

How to be compliant when crowdfunding

How to be compliant

By Jonathan Heymann |October 30, 2015

3 min read

How to do product due diligence Fallback Image Decorative pattern

Industry

How to do product due diligence

Here’s how you can supplement your firm’s process.

By Jonathan Heymann |July 13, 2015

3 min read

How to build an effective compliance system Fallback Image Decorative pattern

Planning and Advice

How to build an effective compliance system

Regulators are paying increasing attention to firms’ compliance structures.

By Jonathan Heymann |May 1, 2015

3 min read

Never lend to a client, and other compliance sins Fallback Image Decorative pattern

Planning and Advice

Never lend to a client, and other compliance sins

You must maintain an arm’s-length relationship to protect you and your client from impropriety.

By Jonathan Heymann |January 30, 2015

3 min read

How to deal with client complaints Fallback Image Decorative pattern

Industry

How to deal with client complaints

Advisors should prepare themselves for a new way of handling clients’ problems, because OBSI’s dispute resolution service will be mandatory as of August 1.

By Jonathan Heymann |June 16, 2014

4 min read

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